Wie Prewave definierte Sorgfaltspflichten des LKSG abdeckt
Die neue Perspektive LkSG 2024 wurde im Juli 2024 veröffentlicht. Sie wurde unter Berücksichtigung von Kundenfeedback sowie kleinerer Anpassungen der Peer-Score-Indizes und Gewichtungen aus der LkSG-Risikodatenbank des BAFA erstellt.
Die neuen Peer Scores betreffen nur die Perspektive LkSG 2024. Die bisherigen LkSG-Perspektiven-Peer-Scores bleiben unverändert.
Die aktuelle Liste aller Indizes, die für die Länder-Scores herangezogen werden, finden Sie hier.
💡Frage: Ich habe meine abstrakte Risikoanalyse für 2024 bereits vor der Veröffentlichung durchgeführt. Sollte ich sie jetzt noch einmal machen?
Antwort: Wir empfehlen, weiterhin mit Perspektive LkSG zu arbeiten und für das nächste Jahr die Perspektive LkSG 2024 zu verwenden.
Falls bisher keine abstrakte Risikoanalyse getätigt wurde, empfehlen wir gleich mit der Perspektive LkSG 2024 zu beginnen.
2 neue Event Typen wurden hinzugefügt:
- Living Wage
- Biodiversity
Auf der Grundlage von Kundenfeedback wird die Gewichtung von Protesten/Demonstrationen jetzt nur noch als "niedrig" auf Site Group level eingestuft, was bedeutet, dass Proteste an anderen Standorten als dem Hauptlieferanten den nicht mehr nach unten ziehen.
Zu den Kernelementen der Sorgfaltspflichten gehört die Einrichtung eines Risikomanagementsystems, um die Risiken von Menschenrechtsverletzungen und Umweltschäden zu erkennen, zu verhindern oder zu minimieren.
1) Um welche Menschenrechte geht es?
Das Lieferkettengesetz enthält eine umfassende Liste von elf international anerkannten Menschenrechtskonventionen und definiert typische Risiken in der Lieferkette, die bei der Erfüllung der Sorgfaltspflichten berücksichtigt werden müssen. Dazu gehören insbesondere das Verbot von Kinderarbeit, Sklaverei und Zwangsarbeit, das Diskriminierungsverbot, die Missachtung von Arbeitsschutzpflichten, die Vorenthaltung eines angemessenen Lohns, die Missachtung des Rechts, Gewerkschaften oder Arbeitnehmervertretungen zu bilden, die Verweigerung des Zugangs zu Nahrung und Wasser sowie die unrechtmäßige Aneignung von Land und Lebensgrundlagen.
2) Welche Umweltaspekte werden berücksichtigt?
Das Lieferkettengesetz konzentriert sich auf bestimmte umweltbezogene Verpflichtungen, die für Unternehmen aus drei internationalen Übereinkommen verbindlich sind: dem Minamata-Übereinkommen über Quecksilber, dem Stockholmer Übereinkommen über persistente organische Schadstoffe und dem Basler Übereinkommen über die Kontrolle der grenzüberschreitenden Verbringung gefährlicher Abfälle und ihrer Entsorgung. Verstöße gegen umweltbezogene Verpflichtungen werden ebenfalls von der Überwachungsbehörde sanktioniert.
Zu den erfassten umweltbezogenen Risiken gehören beispielsweise solche, die zu Menschenrechtsverletzungen führen (z. B. vergiftetes Wasser). Auch das Verbot von Stoffen, die für Mensch und Umwelt gefährlich sind.
Bei Prewave werden vier Ereignisgruppen in Übereinstimmung mit dem LkSG umgesetzt. Die drei Ereignisgruppen "Labor Rights", "Human Rights" und "Health and Safety" decken die Menschenrechtsverletzungen umfassend ab, während Umweltthemen eine eigene Ereignisgruppe "Environment" bilden.
Anschließend wird jeder spezifische Ereignistyp detailliert definiert und gemäß Abschnitt 2(2) und Abschnitt 2(3). abgebildet.
Labor Rights:
Prewave Eventtype |
Definition |
Definition based on Query Terms |
LKSG Mapping + BAFA Description |
Labor demonstration |
Workers/employees of a company, labor union or any business entity protest or demonstrate on the streets or any other public place. |
Collective action by employees, unions, or workers, including strikes, marches, and demonstrations, to advocate for improved working conditions, fair wages, or other employment-related issues. |
- |
Labor dispute |
Workers/employees of a company, labor union or any business entity are in a dispute with their employer regarding terms, but not yet in strike or protest. |
Disagreement or conflict between employees and employers over employment terms, workplace conditions, or other work-related issues. |
§2 (2) 6. M4 Disregard for freedom of coalition - freedom of association and right to collective negotiations |
Protest/ Demonstration |
Any form of protest or demonstration on the streets or any other public place with a reasonable amount of people. |
Collective gathering of people in a public space to express opinions or demands, often taking forms such as protests, rallies, processions, and sometimes leading to civil unrest or disorder. |
- |
Labor strike |
Workers/employees of a company, labor union or any business entity stop work as a form of protest. |
Coordinated stoppage of work by employees aimed at forcing concessions from employers regarding wages, conditions, or policies,often involving actions like picketing, walkouts, and other forms of industrial action. |
- |
Labor rights violation |
Any violation of labor rights. A specialization of human rights violations, but more generic than child labor or wage theft. |
Actions by employers or authorities that infringe on workers' rights, such as union busting, wrongful termination, denial of benefits, and suppression of collective bargaining and strikes. |
§2 (2) 6. M4 Disregard for freedom of coalition - freedom of association and right to collective negotiations |
Worker suicide |
A worker/employee ended his/her life as a result of poor working conditions or any other job related issues. |
Act of an employee taking their own life, often influenced by job-related factors such as poor working conditions, excessive stress, or workplace harassment. |
§2 (2) 5. M10 The prohibition of an act or omission in breach of duty which is directly capable of impairing in a particularly serious manner a protected legal position (arising from the human rights conventions within the meaning of Section 2 (1)) and the unlawfulness of which is obvious on a reasonable appraisal of all the circumstances under consideration. |
Living wage (LkSG 2024) |
The data, adjusted for inflation and cost of living differences, is measured in international-$ at 2017 prices and reflects income or consumption per capita, attributing household income equally to each member. It also includes non-market income sources, such as food grown by subsistence farmers for personal consumption. |
Peer score only |
- |
Human Rights:
Prewave Eventtype |
Definition |
Definition based on Query Terms |
LKSG Mapping + BAFA Description |
Child Exploitation |
Anything else apart from child labor that involves forcing children to do something - including sexual abuse |
Abuse and mistreatment of children through activities such as trafficking, forced labor, sexual exploitation, drug trafficking, and physical abuse, often perpetrated by adults for personal or financial gain. |
§2 (2) 2. M1 ban on child labor |
Child Labor |
Children are forced to work // A company uses children (below legal working age, usually under 14-16 years) as workers. |
Exploitation of children through work that is harmful to their physical and mental development, including forced labor, slavery, and other abusive practices, often violating child labor laws. |
§2 (2) 1., §2 (2) 2. M1 ban on child labor |
Discrimination |
Discrimination incidents involving a workers/employees being treated differently because of their age/disability/nationality/race/religion/sex/etc. |
Unjust or prejudicial treatment of individuals based on characteristics such as race, gender, age, religion, disability, or sexual orientation, manifesting in practices like unequal pay, harassment, hate speech, and denial of opportunities. |
§2 (2) 7. M5 prohibition of unequal treatment in employment |
Human Rights Violation |
Any action that breaches or ignores basic human rights or relevant humanitarian law, be it intentional or unintentional. |
Severe abuses or infringements on individuals' fundamental rights and freedoms, including torture, illegal detention, forced sterilization, enforced disappearance, and other inhumane treatments that breach international and humanitarian laws. |
§2 (2) 11., §2 (2) 12. M9 prohibition of commissioning or using private/public security forces that can lead to impairments due to a lack of instruction or control. M10 The prohibition of an act or omission in breach of duty which is directly capable of impairing in a particularly serious manner a protected legal position (arising from the human rights conventions within the meaning of Section 2 (1)) and the unlawfulness of which is obvious on a reasonable appraisal of all the circumstances under consideration. |
Modern Slavery |
Institutional slavery in which a person or people lose their freedom to stop working, leading to exploitation/ A company is associated with using people as a free labor force, taking away their freedom to stop working. |
Severe exploitation of individuals through forced labor, debt bondage, human trafficking, and other forms of involuntary servitude, often violating their basic human rights and freedoms. |
§2 (2) 3., §2 (2) 4. M2 ban on forced labor and all forms of slavery |
Sexual Wrongdoing |
Any kind of wrongdoing that is related to sexual activities, except for those involving children. Also includes sexual incidens that are inappropriate, like sexual harassment or any form of exploitation. |
Various forms of abuse and mistreatment, including sexual abuse, trafficking, harassment, and assault, where individuals are coerced or manipulated into sexual activities against their will. |
§2 (2) 4. M2 ban on forced labor and all forms of slavery |
Unethical Labor |
Unethical employment or treatment of any type of employee or worker, anywhere / Unfair and/or unethical labor practices, meaning bad treatment of the employees, humiliation, passport retention, illegal employment, etc. |
Mistreatment and exploitation of employees through actions such as harassment, psychological violence, bullying, improper monitoring, and the creation of a toxic work environment, often violating ethical and legal standards. |
§2 (2) 4. M2 ban on forced labor and all forms of slavery. M10 The prohibition of an act or omission in breach of duty which is directly capable of impairing in a particularly serious manner a protected legal position (arising from the human rights conventions within the meaning of Section 2 (1)) and the unlawfulness of which is obvious on a reasonable appraisal of all the circumstances under consideration. |
Wage Theft |
An employer fails to pay workers/employees the minimum wage, withholds overtime pay or denies social rights, such as parental leave or sick leave. Doesn't pay any wages or is in arrears to the workforce. |
Unfair treatment of employees regarding their compensation, including unpaid wages, wage theft, illegal deductions, misclassification of workers, and violations of minimum wage and overtime pay laws. |
§2 (2) 8. M6 prohibition of withholding a reasonable wage |
Health & Safety:
Prewave Eventtype |
Definition |
Definition based on Query Terms |
LKSG Mapping + BAFA Description |
Accident |
Any form of general accident that has an impact on anything / An unexpected, physically damaging incident occurs in connection to a company (either on the production site, office or during transportation or supply) affecting either people, production or property. |
Unexpected and often harmful event, such as a collision, derailment, or disaster, leading to damage, emergencies, or casualties. |
§2 (2) 5. M3 disregard for occupational safety and work -related health risks
|
Bomb threat |
A threat to detonate an explosive or incendiary device to cause property damage, death or injuries, whether or not such a device actually exists. |
Warning or indication of the presence of an explosive device, including bomb scares, suspicious packages, and related threats, potentially indicating a terrorist threat. |
|
Building collapse |
A collapse or partial collapse of an industrial building or any other structure, causing it to be (temporarily) inoperative and thus interrupting business. |
Sudden failure of a building or infrastructure due to structural failure, leading to significant damage and potential casualties, encompassing incidents such as building failures and industrial collapses. |
|
Disease |
Members of a company or organization are affected by a serious disease. |
Situation where a company or organization is significantly impacted by an illness or disease outbreak, leading to disruptions in operations and potential health risks to employees. |
|
Employee Infection |
Employee, worker contaminated with a pathogenic microorganism or agent that causes them to be sick. |
Occurrence where employees are significantly affected by a contagious disease, such as COVID-19, leading to multiple confirmed or suspected cases, disrupting operations, and posing health risks to the workforce. |
|
Explosion |
An explosion or detonation at any place. |
Sudden and violent release of energy, often involving the detonation of explosives or a burst, resulting in a blast that can cause significant damage and injuries. |
|
Fatality |
One or several people die as a result of a tragedy at a worksite (toxicity, accident, explosion, etc.) or during work-related activities (transportation, protest). |
Death resulting from an incident or accident, often characterized by terms such as mortality, casualty, and deadly events, leading to significant loss and impact. |
|
Fire |
A fire that has happened or is happening to a property. |
Combustion event that produces heat, flames, and smoke, often requiring firefighting efforts and resulting in damage to properties, such as buildings and forests, and posing significant safety risks. |
|
Health & Safety Issues |
An incident or conditions related to occupational / workplace health and safety problems. |
Conditions and practices that pose risks to the well-being of employees, including chemical exposure, faulty equipment, excessive working hours, and inadequate maintenance, potentially leading to accidents, illnesses, and injuries. |
|
Injury |
An accident resulting in injuries. |
Physical harm or damage to an individual resulting from an incident or accident, including fractures, traumatic injuries, and other forms of pain and injury. |
|
Quarantine |
A restriction on the movement of people and goods which is intended to prevent the spread of disease or pests. It is often used in connection to disease and illness, preventing the movement of those who may have been exposed to a communicable disease, but do not have a confirmed medical diagnosis. |
Isolation measures, such as quarantine and shelter-in-place, involve restricting the movement of individuals to prevent the spread of contagious diseases or to ensure safety during emergencies. |
|
Shooting |
A shooting or attempted shooting, or use of firearms against people or property by someone associated to a company or at a service/production site. |
Use of firearms to inflict harm, including incidents such as shootings, massacres, mass shootings, and gunfire attacks, often resulting in injuries or fatalities. |
Environment:
Prewave Eventtype |
Definition |
Definition based on Query Terms |
LKSG Mapping + BAFA Description |
Chemical Leakage |
Chemical leakage by a company or production site/ Chemical substance is emanating from company site. |
Accidental release of hazardous substances, including leaks, seepages, and spillages, leading to environmental contamination and potential health risks. |
§2 (2) 9. M7: Destruction of the natural livelihood by environment impurities. |
Deforestation |
The removal of a forest or stand of trees from land which is then converted to a non-forest use. |
Large-scale removal or destruction of forests through activities such as clear-cutting, illegal logging, and land conversion, leading to forest degradation, loss of biodiversity, and environmental harm. |
§2 (2) 10. M8: Illegal violation of land rights. |
Environmental Issue |
Negative, adverse or harmful effects or mistreatment of the biophysical environment from human activity / A company exerts negative effects on the biosphere, especially on the flora and fauna. |
Deterioration of the natural environment through processes such as deforestation, pollution, climate change, and unsustainable resource use, leading to loss of biodiversity, ecosystem damage, and health hazards. |
§2 (2) 9. M7: Destruction of the natural livelihood by environmental impurities. |
Land conflict |
Illegitimate or illegal acquisition of land, especially agricultural land, by any economical actor. |
Land conflict and indigenous issues refer to disputes and controversies involving the illegal acquisition, forced displacement, and violation of land rights of indigenous and native peoples, leading to social, economic, and cultural harm. |
§2 (2) 10. M8: illegal violation of land rights. |
Pollution |
Pollution or contamination by a company or production site that has negative effects on nature, people or animals. |
Introduction of harmful substances or contaminants into the natural environment, resulting in air, water, and soil degradation, adverse health effects, and ecological damage. |
§2 (2) 9.; §2 (3) 4, 5. M7 Destruction of the natural livelihood by environmental impurities |
Toxication |
Toxic pollution (gas, liquid or radiation) by a company or production site. |
Release of harmful chemicals and substances, such as lead, asbestos, and mercury, into the environment, causing poisoning, carcinogenic, genotoxic, and mutagenic effects, and leading to serious health and ecological risks. |
§2 (3) 1,2,3 U1 forbidden production, use and/or disposal of mercury (minamata convention) |
POP pollution |
Forbidden production and/or use of fabrics in the area of application of the Stockholmer Convention (POP) and non-environmentally friendly use of pop-containing waste. |
Contamination of the environment with persistent organic pollutants (POPs), which are toxic chemicals that resist degradation, accumulate in living organisms, and pose serious health and ecological risks. |
§2 (3) 4, 5. U2 forbidden production and/or use of fabrics in the area of application of the Stockholmer Convention (POP) and non-environmentally friendly use of pop-containing waste |
Waste Disposal Problem |
Any kind of problem related to the disposal and management of waste, like especially illegitimate and illegal disposals. |
Problems associated with the handling, disposal, and treatment of various types of waste, including hazardous, toxic, e-waste, and infectious waste, often involving illegal dumping and disposal violations, which pose significant environmental and health risks. |
§2 (3) 6, 7, 8. U3 prohibited import/export of dangerous waste in the sense of the Basel Convention |
Biodiversity | Displays average basin risk scores of countries and territories as well as administrative divisions level 1 (sub-national divisions), and their respective rankings. |
Peer score only |
- |